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Sean Mcvey

LPL Financial LLC
19 Years of Experience
Naples, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Sean Mcvey is a registered investment advisor at LPL Financial LLC, based in Naples, FL, with 19 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5637 Strand Blvd, Naples, FL, 34110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sean operates Trilith Wealth Management as a DBA for his LPL business, dedicating full-time hours to this investment-related activity. He also manages McVey LLC, a business entity for tax/investment purposes, spending full-time hours on this non-investment related activity.

Employment History
Current Registrations
LPL Financial LLC
June 2024 - Present · 2 yrs 4 mos
LPL Financial LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
American Global Wealth Management, INC.Broker
August 2023 - July 2024 · 11 mos
Imprint Wealth LLC
July 2023 - June 2024 · 11 mos
Laidlaw Wealth Management LLC
January 2021 - August 2023 · 2 yrs 7 mos
Laidlaw & Company (UK) LTD.Broker
November 2020 - August 2023 · 2 yrs 9 mos
World Equity Group, INC.Broker
August 2020 - March 2021 · 7 mos
Naples Wealth Planning
January 2019 - December 2020 · 1 yr 11 mos
Wells Fargo Clearing Services, LLC
July 2010 - October 2018 · 8 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
June 2010 - October 2018 · 8 yrs 4 mos
Comerica SecuritiesBroker
August 2006 - December 2008 · 2 yrs 4 mos
Raymond James Financial Services, INC.Broker
September 2004 - January 2005 · 4 mos
Banc of America Investment Services, INC.Broker
October 2001 - November 2002 · 1 yr 1 mo
State Registrations4 states
AZFLGAIN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Sean Mcvey - Financial Advisor | TrueAdvisor