TrueAdvisor
TrueAdvisor
JD
CFP
JD
CFP

Jeffrey Daye

LPL Financial LLC
19 Years of Experience
Appleton, WI
View SEC Summary
View SEC Summary

Jeffrey Daye is a CFP-designated registered investment advisor at LPL Financial LLC, based in Appleton, WI, with 19 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

221 W. College Ave., Appleton, WI, 54911

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jeffrey is a co-owner of Erika's Sweets Boutique, LLC, a non-investment related activity. He spends minimal time on this endeavor.

Employment History
Current Registrations
LPL Financial LLC
September 2026 - Present · 1 mo
Previous Registrations
Annex Wealth Management, LLC
April 2022 - July 2026 · 4 yrs 3 mos
Cliftonlarsonallen Wealth Advisors, LLC
March 2019 - April 2022 · 3 yrs 1 mo
Cliftonlarsonallen Wealth Advisors, LLCBroker
February 2019 - April 2022 · 3 yrs 2 mos
Schenck Investment Solutions LLC
November 2015 - March 2019 · 3 yrs 4 mos
Oneamerica Securities, INC.Broker
October 2015 - November 2015 · 1 mo
BMO Investment Distributors, LLCBroker
December 2014 - October 2015 · 10 mos
BMO Harris Financial Advisors, INC.Broker
August 2012 - December 2014 · 2 yrs 4 mos
M&i Financial Advisors, INCBroker
June 2007 - August 2012 · 5 yrs 2 mos
State Registrations1 state
WI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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