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CFP
AB
CFP

Andrew Band

Edelman Financial Engines
23 Years of Experience
Alpharetta, GA
View SEC Summary
View SEC Summary

Andrew Band is a CFP-designated registered investment advisor at Edelman Financial Engines, based in Alpharetta, GA, with 23 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,244,406 clients with $330B in assets under management.

Edelman Financial Engines
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
727 advisors
Number of Clients
1,244,406 clients
Average Client Portfolio
$262K average
Assets Under Management
$326.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$900
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $400K1.75%
$400K - $750K1.25%
$750K - $1.0M1.00%
$1.0M - $3.0M0.75%
$3.0M - $10.0M0.60%
$10.0M - $25.0M0.50%
$25M+0.50%

Fees for amounts over $25 million are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3460 Preston Ridge Rd, Suite 500, Alpharetta, GA, 30005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Edelman Financial Engines
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - June 2019 · 11 mos
Strategic Advisers LLC
February 2016 - July 2018 · 2 yrs 5 mos
Strategic Advisers, INC.
December 2013 - December 2015 · 2 yrs
Fidelity Brokerage Services LLCBroker
November 2013 - May 2019 · 5 yrs 6 mos
TD Ameritrade, INC.Broker
May 2007 - October 2013 · 6 yrs 5 mos
TD Ameritrade, INC.
May 2007 - October 2013 · 6 yrs 5 mos
Amerivest Investment Management, LLC
May 2007 - October 2013 · 6 yrs 5 mos
Ifmg Securities, INC.Broker
February 2006 - November 2006 · 9 mos
Ifmg Securities, INC.
February 2006 - November 2006 · 9 mos
Wells Fargo Investments, LLCBroker
January 2004 - January 2006 · 2 yrs
Wells Fargo Investments, LLC
January 2004 - January 2006 · 2 yrs
American Express Financial Advisors, INC.
February 2002 - January 2004 · 1 yr 11 mos
American Express Financial Advisors INC.Broker
January 2002 - January 2004 · 2 yrs
Ids Life Insurance CompanyBroker
January 2002 - January 2004 · 2 yrs
State Registrations2 states
GATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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