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Ana O'keefe

Snowden Capital Advisors LLC
20 Years of Experience
New York, NY
Broker
View SEC Summary
View SEC Summary

Ana O'keefe is a registered investment advisor at Snowden Capital Advisors LLC, based in New York, NY, with 20 years of industry experience. Ana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,021 clients with $8.9B in assets under management.

Snowden Capital Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
6,021 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated on a client-by-client basis. Wrap fees typically range from 0.20% to 2.50% of assets under management. Unbundled advisory fees may be up to 3.00% per annum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

540 Madison Ave., 9th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Snowden Account Services LLCBroker
May 2021 - Present · 5 yrs 5 mos
Snowden Capital Advisors LLC
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2018 - June 2021 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLC
September 2018 - June 2021 · 2 yrs 9 mos
J.P. Morgan Securities LLC
November 2014 - September 2018 · 3 yrs 10 mos
J.P. Morgan Securities LLCBroker
November 2014 - September 2018 · 3 yrs 10 mos
UBS Financial Services INC.
January 2010 - September 2013 · 3 yrs 8 mos
UBS Financial Services INC.Broker
January 2010 - September 2013 · 3 yrs 8 mos
UBS International INC.
January 2009 - January 2010 · 1 yr
UBS International INC.Broker
June 2005 - January 2010 · 4 yrs 7 mos
J.P. Morgan Securities INC.Broker
February 2005 - May 2005 · 3 mos
State Registrations12 states
ARCACOFLGAILMANJNYPRTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Ana O'keefe - Financial Advisor | TrueAdvisor