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Nicholas Hamilton

23 Years of Experience
Chicago, IL
1 DisclosureBroker

Nicholas Hamilton is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

11545 W.Touhy Ave., Chicago, IL, 60666

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024
Settled
Other Business Activities

Nicholas operates under the DBA Alliant Retirement and Investment Services.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2012 - Present · 13 yrs 6 mos
LPL Financial LLC
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
CUNA Brokerage Services, INC.
June 2011 - November 2012 · 1 yr 5 mos
CUNA Brokerage Services, INC.Broker
June 2011 - November 2012 · 1 yr 5 mos
Raymond James Financial Services Advisors, INC
August 2009 - June 2011 · 1 yr 10 mos
Raymond James Financial Services, INC.Broker
August 2009 - June 2011 · 1 yr 10 mos
U.S. Bancorp Investments, INC.
October 2002 - August 2009 · 6 yrs 10 mos
U.S. Bancorp Investments, INC.Broker
July 2002 - August 2009 · 7 yrs 1 mo
State Registrations24 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Hamilton - Financial Advisor | TrueAdvisor