AW
AW

Andrew Williamson

24 Years of Experience
Houston, TX
1 DisclosureBroker

Andrew Williamson is a registered investment advisor at UBS Financial Services INC., based in Houston, TX, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

4400 Post Oak Parkway, 17th Floor, Houston, TX, 77027

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History

Regulatory History (1)
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Customer Dispute
June 2009
Denied
Other Business Activities

Andrew is a member of the Cultural Arts Board for the City of Bellaire since 2014. He is part of an 8-person committee.

Employment History
Current Registrations
UBS Financial Services INC.
June 2011 - Present · 14 yrs 11 mos
UBS Financial Services INC.Broker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - July 2011 · 2 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2011 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
March 2002 - June 2009 · 7 yrs 3 mos
Citigroup Global Markets INC.
February 2002 - June 2009 · 7 yrs 4 mos
State Registrations7 states
COLANCPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Williamson - Financial Advisor | TrueAdvisor