Alan Ulan is a registered investment advisor at Morgan Stanley, based in New York, NY, with 55 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
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Regulatory History (1)
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Customer Dispute
April 2009Award / Judgment
Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2000 - June 2009 · 9 yrs 1 mo
Schroder & CO. INC.Broker
July 1992 - May 2000 · 7 yrs 10 mos
Kidder, Peabody & CO. IncorporatedBroker
September 1990 - August 1992 · 1 yr 11 mos
Alex. Brown & Sons IncorporatedBroker
April 1989 - September 1990 · 1 yr 5 mos
Morgan Stanley & CO., IncorporatedBroker
August 1984 - May 1989 · 4 yrs 9 mos
Becker Paribas IncorporatedBroker
July 1978 - October 1984 · 6 yrs 3 mos
Becker Securities IncorporatedBroker
April 1976 - July 1978 · 2 yrs 3 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
November 1973 - April 1976 · 2 yrs 5 mos
E. F. Hutton & Company INCBroker
November 1972 - December 1973 · 1 yr 1 mo
Reynolds Securities, INC.Broker
June 1971 - December 1972 · 1 yr 6 mos
Edwards & HanlyBroker
July 1970 - April 1971 · 9 mos
State Registrations8 states
CACOCTDCFLMANJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.