Mark Vance
Mark Vance is a registered investment advisor at Osaic Wealth, INC., based in West Des Moines, IA, with 22 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3580 Ep True Parkway, West Des Moines, IA, 50265
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark works as an insurance agent for Hy-Vee Financial Services and Midwest Heritage Financial Services, and as a financial planner for Midwest Heritage Financial Advisors, taking about half of his time. He also serves as a board member for Millard United Sports, dedicating minimal time to this role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Midwest Heritage Financial Advisors
Previous Registrations
Securities America, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Ally Invest Advisors
Ally Invest Securities LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
First National Capital Markets, INC.
First National Capital MarketsBroker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Pacific Select Distributors, INC.Broker
Securities America, INC.Broker
Pacific Select Distributors, INC.Broker
Financial Network Investment CorporationBroker
Locust Street Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.