Mark Vance
Mark Vance is a registered investment advisor at Osaic Wealth, INC., based in West Des Moines, IA, with 22 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
3580 Ep True Parkway, West Des Moines, IA, 50265
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark works as an insurance agent for Hy-Vee Financial Services and Midwest Heritage Financial Services, and as a financial planner for Midwest Heritage Financial Advisors, taking about half of his time. He also serves as a board member for Millard United Sports, dedicating minimal time to this role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Midwest Heritage Financial Advisors
Previous Registrations
Securities America, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Ally Invest Advisors
Ally Invest Securities LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
First National Capital Markets, INC.
First National Capital MarketsBroker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Pacific Select Distributors, INC.Broker
Securities America, INC.Broker
Pacific Select Distributors, INC.Broker
Financial Network Investment CorporationBroker
Locust Street Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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