JD
CFA
JD
CFA

John Dulay

23 Years of Experience
Chicago, IL
Broker

John Dulay is a CFA-designated registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside Plaza, Suite 700, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2007 - Present · 18 yrs 11 mos
Raymond James & Associates, INC.
June 2007 - Present · 18 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2007 - Present · 18 yrs 11 mos
Previous Registrations
Howe Barnes Capital Management, INC.
June 2006 - July 2007 · 1 yr 1 mo
Howe Barnes Hoefer & Arnett, INC.Broker
June 2006 - July 2007 · 1 yr 1 mo
Citigroup Global Markets INC.
December 2002 - June 2006 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
July 2002 - June 2006 · 3 yrs 11 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Dulay - Financial Advisor | TrueAdvisor