MT
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Marion Tettke

23 Years of Experience
Miami, FL
1 DisclosureBroker

Marion Tettke is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131

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History

Regulatory History (1)
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Customer Dispute
July 2016
Denied
Employment History
Current Registrations
Morgan Stanley
June 2013 - Present · 13 yrs 1 mo
Morgan StanleyBroker
May 2013 - Present · 13 yrs 2 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2010 - June 2013 · 3 yrs 5 mos
UBS Financial Services INC.
January 2010 - June 2013 · 3 yrs 5 mos
UBS International INC.
December 2006 - January 2010 · 3 yrs 1 mo
UBS International INC.
August 2005 - December 2006 · 1 yr 4 mos
UBS International INC.Broker
August 2005 - January 2010 · 4 yrs 5 mos
Dresdner Lateinamerika Financial Advisors LLC
October 2002 - July 2005 · 2 yrs 9 mos
Dresdner Lateinamerika Financial Advisors LLCBroker
October 2002 - July 2005 · 2 yrs 9 mos
State Registrations21 states
CACOCTDCDEFLILMAMDNHNJNVNYPAPRSDTXVAVirgin IslandsWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.