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Branda Allen

Tcp Asset Management, LLC
21 Years of Experience
Upper Arlington, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Branda Allen is a registered investment advisor at Tcp Asset Management, LLC, based in Upper Arlington, OH, with 21 years of industry experience. Branda is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 2,221 clients with $1.2B in assets under management.

Tcp Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
2,221 clients
Average Client Portfolio
$533K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00% for all assets. Fees are generally negotiable. Additional fees apply for specific third-party models or sub-advised portfolios (e.g., 0.15% to 0.40%).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5000 Horizons Drive, Upper Arlington, OH, 43220

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2016
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Branda is a licensed independent insurance agent selling various fixed insurance products since 2016, and is also involved with TCP Asset Management as an Investment Advisor Representative, COO, and Partner since 2017. Additionally, Branda is a sole owner operator for Wanderlust Adventures and Events, a partner at BBE Co, LLP, and a partner at PPBJ LLC.

Employment History
Current Registrations
Tcp Asset Management, LLC
January 2017 - Present · 9 yrs 9 mos
United Planners' Financial Services of America a Limited PartnerBroker
December 2016 - Present · 9 yrs 10 mos
Previous Registrations
Trendency Capital Management, LLC
July 2016 - January 2017 · 6 mos
Securities America, INC.Broker
March 2016 - October 2016 · 7 mos
Clearview Asset Management
March 2009 - November 2014 · 5 yrs 8 mos
Silver Oak Securities, IncorporatedBroker
December 2007 - July 2008 · 7 mos
Regis Securities CorporationBroker
January 2007 - August 2007 · 7 mos
Fsc Securities CorporationBroker
November 2005 - September 2006 · 10 mos
Lincoln Financial Advisors CorporationBroker
December 2002 - November 2005 · 2 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
December 2002 - November 2005 · 2 yrs 11 mos
State Registrations11 states
AZCAGAILINKYLAMONYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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