Phillip Joseph Susi

18 Years of Experience

1 DisclosureBrokerSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningEducation PlanningInsurance PlanningHigh Net Worth

Tcp Asset Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

22 advisors

Number of Clients

1,760 clients

Average Client Portfolio

$467K average

Assets Under Management

$822.1M

Fee Structure

Minimum Investment:None

Location

5000 Horizons Drive, Upper Arlington, OH, 43220

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History

Regulatory History (1)

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Employment Separation After Allegations

October 2016

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Other Business ActivitiesSells Insurance

Phillip is the Executive Vice President and Partner at TCP Asset Management since 2016, and also uses the same name for marketing purposes. He is also a licensed insurance agent with Philip J. Susi Independent Insurance since 2005 and a partner in PPBJ LLC, dealing with real estate since 2021.

Employment History

Current Registrations

Tcp Asset Management, LLC

January 2017 - Present · 9 yrs 1 mo

United Planners' Financial Services of America a Limited PartnerBroker

December 2016 - Present · 9 yrs 2 mos

Previous Registrations

Trendency Capital Management, LLC

October 2014 - January 2017 · 2 yrs 3 mos

Securities America, INC.Broker

October 2014 - October 2016 · 2 yrs

Oppenheimer & CO. INC.

August 2013 - October 2014 · 1 yr 2 mos

Oppenheimer & CO. INC.Broker

August 2013 - October 2014 · 1 yr 2 mos

Invest Financial Corporation

July 2011 - August 2013 · 2 yrs 1 mo

Invest Financial CorporationBroker

January 2009 - August 2013 · 4 yrs 7 mos

Fsc Securities CorporationBroker

August 2008 - February 2009 · 6 mos

Raymond James Financial Services

June 2008 - July 2008 · 1 mo

Raymond James Financial Services, INC.Broker

August 2007 - July 2008 · 11 mos

State Registrations23 states

ALAZCACOFLGAILINKYMDMIMNMSNCNMNYOHORSCSDTXWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.