Phillip Susi
Phillip Susi is a registered investment advisor at Tcp Asset Management, LLC, based in Upper Arlington, OH, with 18 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 2,221 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable. Additional fees apply when using TCPAM models at Orion Portfolio Solutions or SEI (0.35%) or Pave Investment Advisors Sub-Advised Portfolios (0.40%).
Fee Estimator
Location
5000 Horizons Drive, Upper Arlington, OH, 43220
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2016Other Business ActivitiesSells Insurance
Phillip is the Executive Vice President and Partner at TCP Asset Management since 2016, and also uses the same name for marketing purposes. He is also a licensed insurance agent with Philip J. Susi Independent Insurance since 2005 and a partner in PPBJ LLC, dealing with real estate since 2021.
Employment History
Current Registrations
Tcp Asset Management, LLC
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Trendency Capital Management, LLC
Securities America, INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
Fsc Securities CorporationBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.