CFP

Joshua Allen

19 Years of Experience

1 DisclosureBrokerSells Insurance

Joshua Allen is a CFP-designated registered investment advisor at Tcp Asset Management, LLC, based in Upper Arlington, OH, with 19 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 2,221 clients with $1.2B in assets under management.

Tcp Asset Management, LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

25 advisors

Number of Clients

2,221 clients

Average Client Portfolio

$533K average

Assets Under Management

$1.2B

Fee Structure

Portfolio-Based Fees (Flat)

Portfolio Value	Annual Fee
Any	2.00%

Fees are negotiable. Additional fees apply when using TCPAM models at Orion Portfolio Solutions or SEI (0.35%) or Pave Investment Advisors Sub-Advised Portfolios (0.40%).

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

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Location

5000 Horizons Drive, Upper Arlington, OH, 43220

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

October 2016

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Joshua is the CEO and partner at TCP Asset Management and TCP Asset Management LLC, a registered investment advisor. He also engages in insurance sales and services through Joshua Allen Independent Insurance and directs wealth management for non-variable insurance, along with real estate activities; these activities include real estate sales/rental properties/property management.

Employment History

Current Registrations

Tcp Asset Management, LLC

January 2017 - Present · 9 yrs 3 mos

United Planners' Financial Services of America a Limited PartnerBroker

December 2016 - Present · 9 yrs 4 mos

Previous Registrations

United Planners' Financial Services of America a Limited Partner

May 2022 - December 2023 · 1 yr 7 mos

Trendency Capital Management, LLC

October 2014 - January 2017 · 2 yrs 3 mos

Securities America, INC.Broker

October 2014 - October 2016 · 2 yrs

Oppenheimer & CO. INC.

December 2013 - October 2014 · 10 mos

Oppenheimer & CO. INC.Broker

December 2013 - October 2014 · 10 mos

Invest Financial CorporationBroker

October 2012 - December 2013 · 1 yr 2 mos

Invest Financial Corporation

October 2012 - December 2013 · 1 yr 2 mos

Lincoln Financial Advisors Corporation

July 2007 - September 2012 · 5 yrs 2 mos

Lincoln Financial Advisors CorporationBroker

July 2007 - September 2012 · 5 yrs 2 mos

Nationwide Investment Advisors, LLC

February 2007 - July 2007 · 5 mos

Nationwide Investment Services CorporationBroker

November 2006 - June 2007 · 7 mos

Fsc Securities CorporationBroker

May 2006 - September 2006 · 4 mos

State Registrations48 states

AKALARAZCACOCTDEFLGAHIIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.