Lewis Wallensky
Lewis Wallensky is a CFP-designated registered investment advisor at LPL Financial LLC, based in Los Angeles, CA, with 57 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1880 Century Park E Ste 411, Los Angeles, CA, 90067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lewis is involved in several business activities, including a tax/investment business entity, serving as a non-profit board member, and acting as president of Wallensky Spatz & Associates (DBA for LPL business). He also provides financial planning and consulting services as a Registered Investment Advisor, dedicating about a quarter of his time to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Lewis M. Wallensky Associates
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Associated Securities CORP.Broker
American Pacific Securities CorporationBroker
1901 Century Financial CORP.Broker
American Pacific Distributors, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.