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Giovanni Malatesta

Secure Asset Management, L.L.C.
16 Years of Experience
Argyle, TX
2 DisclosuresBroker
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Giovanni Malatesta is a registered investment advisor at Secure Asset Management, L.L.C., based in Argyle, TX, with 16 years of industry experience. Giovanni is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 2,877 clients with $870M in assets under management.

Secure Asset Management, L.L.C.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
54 advisors
Number of Clients
2,877 clients
Average Client Portfolio
$303K average
Assets Under Management
$870.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2% of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Argyle, TX

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2017
Settled
Customer Dispute
July 2016
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Secure Asset Management, L.L.C.
February 2025 - Present · 1 yr 8 mos
Aurora Securities
February 2025 - Present · 1 yr 8 mos
Aurora SecuritiesBroker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Cetera Investment Advisers LLC
April 2020 - January 2021 · 9 mos
Cetera Investment Services LLCBroker
April 2020 - January 2021 · 9 mos
Wells Fargo Clearing Services, LLC
April 2017 - December 2019 · 2 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
April 2017 - December 2019 · 2 yrs 8 mos
Bbva Wealth Solutions INC.
November 2015 - April 2017 · 1 yr 5 mos
Bbva Securities INC.Broker
November 2015 - April 2017 · 1 yr 5 mos
Voya Financial Advisors, INC.
December 2012 - December 2014 · 2 yrs
Voya Financial Advisors, INC.Broker
November 2012 - December 2014 · 2 yrs 1 mo
Signator Investors, INC.Broker
December 2011 - July 2012 · 7 mos
Esi Financial Advisors
July 2006 - December 2011 · 5 yrs 5 mos
Equity Services, INC.Broker
April 2005 - December 2011 · 6 yrs 8 mos
New England SecuritiesBroker
June 2004 - March 2005 · 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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