MP
MP

Monica Payne

19 Years of Experience
Plano, TX
1 DisclosureBroker

Monica Payne is a registered investment advisor at UBS Financial Services INC., based in Plano, TX, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

7250 DALLAS PARKWAY Suite120, Plano, TX, 75024

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History

Regulatory History (1)
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Criminal
October 1996
Final Disposition
Other Business Activities

Monica is an executive officer for her sister's nutrition business, serves as a FINRA arbitrator, and owns a personal holding company (MoPeace Solutions LLC) for potential future passive income. She also works with senior leadership at the Foundation for Educational Success.

Employment History
Current Registrations
UBS Financial Services INC.
October 2021 - Present · 4 yrs 9 mos
UBS Financial Services INC.
October 2021 - Present · 4 yrs 9 mos
UBS Financial Services INC.Broker
October 2021 - Present · 4 yrs 9 mos
Previous Registrations
Morgan Stanley
November 2012 - November 2021 · 9 yrs
Morgan StanleyBroker
November 2012 - November 2021 · 9 yrs
Southwest Securities, INC.Broker
March 2012 - November 2012 · 8 mos
Southwest Securities, INC.
March 2012 - November 2012 · 8 mos
Wells Fargo Advisors, LLC
July 2007 - February 2012 · 4 yrs 7 mos
Wells Fargo Advisors, LLCBroker
April 2007 - February 2012 · 4 yrs 10 mos
National Financial Services LLCBroker
November 2006 - April 2007 · 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.