HC
HC

Hector Contreras

20 Years of Experience
Houston, TX
1 DisclosureBroker

Hector Contreras is a registered investment advisor at UBS Financial Services INC., based in Houston, TX, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

4400 Post Oak Parkway, Suite 1800, Houston, TX, 77027

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History

Regulatory History (1)
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Customer Dispute
March 2010
Settled
Other Business Activities

Hector is a part owner of 40 & 40 Development Group Inc, a real estate development company, since 2015. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
UBS Financial Services INC.Broker
May 2025 - Present · 1 yr
UBS Financial Services INC.
May 2025 - Present · 1 yr
Previous Registrations
Morgan StanleyBroker
May 2014 - May 2025 · 11 yrs
Morgan Stanley
May 2014 - May 2025 · 11 yrs
Citigroup Global Markets INC.Broker
December 2010 - May 2014 · 3 yrs 5 mos
Citigroup Global Markets INC.
December 2010 - May 2014 · 3 yrs 5 mos
Chase Investment Services CORP.
May 2008 - December 2010 · 2 yrs 7 mos
Chase Investment Services CORP.Broker
May 2008 - December 2010 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2006 - March 2008 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - March 2008 · 2 yrs 2 mos
MML Investors Services, INC.Broker
December 2002 - June 2003 · 6 mos
State Registrations5 states
DEFLGANYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.