Jose Moreno
Jose Moreno is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 23 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
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Regulatory History (1)
Customer Dispute
February 2008Other Business ActivitiesSells Insurance
Jose owns rental property in Sanibel, FL, dedicating minimal time after business hours. He also serves on the advisory board of a non-profit in Washington, D.C., spending a few hours per week during business hours and is an investor and officer of Mariposa LLC, an insurance company in Sioux Falls, South Dakota.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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