Bruce Allen
Bruce Allen is a registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1188 Bishop Street, Ste 2310, Honolulu, HI, 96813
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Regulatory History (2)
Customer Dispute
October 2013Customer Dispute
December 2010Other Business ActivitiesSells Insurance
Bruce is an employee/owner of Bruce Allen Financial Group Inc., an S-Corporation, and the owner of Allen Wealth Management, where he provides registered representative and investment advisory services, taking nearly full-time hours. He also sells life and health insurance, dedicating a few hours per week, and owns Bruce Allen Financial Group LLC for real estate sales/service, and Wayfarer Galleries Inc. for online digital photography sales, each taking minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Spc
Sammons Securities Company, LLCBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.