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Jeremy Keating

Cosmos Wealth, LLC
22 Years of Experience
La Jolla, CA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Jeremy Keating is a registered investment advisor at Cosmos Wealth, LLC, based in La Jolla, CA, with 22 years of industry experience. Jeremy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 60 clients with $190M in assets under management.

Cosmos Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
60 clients
Average Client Portfolio
$3.2M average
Assets Under Management
$191.5M

Fee Structure

Minimum Investment:$1M
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.20%

Annual fee is up to 1.20% and is assessed monthly in arrears based on the daily average balance. Fees can be structured as a flat percentage or tiered schedule. Subject to a $1,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7596 Eads Avenue, Suite 111, La Jolla, CA, 92037

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeremy is an advisor with Arbor Point Advisors and operates under the DBA Capital Income Advisors, dedicating full-time hours to these investment-related activities. Additionally, Jeremy works as an insurance agent, spending minimal time on this activity.

Employment History
Current Registrations
Cosmos Wealth, LLC
September 2026 - Present · 1 mo
Previous Registrations
Osaic Advisory Services, LLC
November 2024 - September 2026 · 1 yr 10 mos
Osaic Wealth, INC.Broker
June 2024 - September 2026 · 2 yrs 3 mos
Arbor Point Advisors
January 2015 - November 2024 · 9 yrs 10 mos
Securities America, INC.Broker
January 2015 - June 2024 · 9 yrs 5 mos
Securities America Advisors, INC.
January 2015 - December 2015 · 11 mos
Fsc Securities CorporationBroker
February 2011 - January 2015 · 3 yrs 11 mos
Qa3 Financial CORP.Broker
December 2008 - February 2011 · 2 yrs 2 mos
The Retirement Group, LLC
December 2008 - January 2015 · 6 yrs 1 mo
Ssn Advisory, INC.
September 2008 - December 2008 · 3 mos
Securities Service Network, INC.Broker
August 2007 - December 2008 · 1 yr 4 mos
Citicorp Investment ServicesBroker
October 2003 - January 2006 · 2 yrs 3 mos
Citicorp Investment Services
October 2003 - January 2006 · 2 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2003 - October 2003 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2002 - October 2003 · 1 yr
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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