Michael Warne is a registered investment advisor at Synergy Capital, based in Fort Collins, CO, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 74 clients with $99M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Synergy Capital charges a fee for investment management services, not to exceed 2.00% annually. The specific fee is determined on a client-by-client basis, considering factors like complexity, assets under management, and portfolio style. Fees are billed quarterly, in advance, based on the market value of the account on the last day of the prior quarter. Fees may be negotiable.
Location
215 W Oak Street, Suite 1100, Fort Collins, CO, 80521
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a co-owner of Synergy Capital of Colorado, LLC, an operating company for his securities business, dedicating full-time hours to serving clients' financial needs. He is also an insurance agent with various carriers, spending minimal time on this activity.
Employment History
Current Registrations
Synergy Capital
Previous Registrations
Moors & Cabot, INC
Moors & Cabot, INC.Broker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.