VK
VK
Vaishali Kothari
20 Years of Experience
El Segundo, CA
Broker
Vaishali Kothari is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 20 years of industry experience. Vaishali operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Investment Management LLC
July 2015 - Present · 10 yrs 10 mos
Cetera Financial Specialists LLCBroker
January 2015 - Present · 11 yrs 4 mos
Cetera Investment Services LLCBroker
March 2011 - Present · 15 yrs 2 mos
Cetera Wealth Services, LLC
August 2008 - Present · 17 yrs 9 mos
Cetera Advisors LLCBroker
August 2008 - Present · 17 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2008 - Present · 17 yrs 9 mos
Previous Registrations
J.P. Turner & Company, L.L.C.Broker
March 2015 - December 2015 · 9 mos
First Allied Securities, INC.Broker
January 2015 - September 2022 · 7 yrs 8 mos
Summit Brokerage Services, INC.Broker
January 2015 - December 2019 · 4 yrs 11 mos
Investors Capital CORP.Broker
January 2015 - November 2016 · 1 yr 10 mos
Cetera Advisor Networks LLC
March 2011 - June 2023 · 12 yrs 3 mos
Ing Financial Partners, INC.Broker
August 2008 - March 2011 · 2 yrs 7 mos
National Planning CorporationBroker
March 2005 - July 2008 · 3 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.