Troy Tremblay
Troy Tremblay is a registered investment advisor at Centaurus Financial, INC., based in Santa Barbara, CA, with 23 years of industry experience. Troy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.
Fee Estimator
Location
3902 State Street, Suite #101, Santa Barbara, CA, 93105
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2025Customer Dispute
February 2025Customer Dispute
January 2017Other Business Activities
Troy works as a financial advisor with Tremblay Financial Services since 1997, spending nearly full-time on this activity. He operates through Centaurus Financial, Inc., using Tremblay Financial Services as a DBA for branding.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Washington Square Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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