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Alan Bender

Spc
23 Years of Experience
Irvine, CA
BrokerSells Insurance
View SEC Summary
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Alan Bender is a registered investment advisor at Spc, based in Irvine, CA, with 23 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.

Spc
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
475 advisors
Number of Clients
30,916 clients
Average Client Portfolio
$197K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9890 Research Drive, Suite 200, Irvine, CA, 92618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is an agent at Precision Wealth Financial & Insurance Svcs since 2004, spending about 10-20% of his time selling securities products. He is also the President of Dynamis Wealth Solutions, LLC, providing clients with group health and life insurance products, dedicating about 10-20% of his time.

Employment History
Current Registrations
Spc
April 2007 - Present · 19 yrs 6 mos
Parkland Securities, LLCBroker
April 2007 - Present · 19 yrs 6 mos
Previous Registrations
Intersecurities, INC.
March 2006 - April 2007 · 1 yr 1 mo
Intersecurities, INC.Broker
July 2004 - April 2007 · 2 yrs 9 mos
Royal Alliance Associates, INC.Broker
April 2003 - June 2004 · 1 yr 2 mos
State Registrations5 states
AZCAFLMINM
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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