Ronald Davies
Ronald Davies is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11333 N Scottsdale Rd Ste 295, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2012Other Business ActivitiesSells Insurance
Ronald is involved with RTD Financial LLC for tax/investment purposes, Watermark Wealth Strategies as a DBA for LPL business, and Watermark Wealth Planning providing estate planning services, each taking minimal time. Ronald also sells non-variable insurance products, including LTC, whole universal, and term life insurance, dedicating minimal time to this activity as well.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Sii Investments, INC.
Sii Investments, INC.Broker
Private Consulting Group, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.