Kate King is a CFP-designated registered investment advisor at Centaurus Financial, INC., based in Irvine, CA, with 23 years of industry experience. Kate is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.
Fee Estimator
Location
4482 Barranca Pkwy, Suite #225, Irvine, CA, 92604
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kate is a financial planner at Waltz and King since 2016, dedicating about 10-20% of her time. She is also the owner/founder of The KFK Group since 2012 for branding purposes.
Employment History
Current Registrations
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Scott SchifferCentaurus Financial, INC.
- Gregory Johnstone, CFPCentaurus Financial, INC.
- Royce RunningCentaurus Financial, INC.
- Jason ColesCentaurus Financial, INC.
- James KieckhaferCentaurus Financial, INC.
- William Arechiga, CFAFirst Foundation Advisors