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Jason Coles

Centaurus Financial, INC.
30 Years of Experience
Irvine, CA
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Jason Coles is a registered investment advisor at Centaurus Financial, INC., based in Irvine, CA, with 30 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9870 Research Drive, Irvine, CA, 92618

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2010
Final
Customer Dispute
October 2007
Settled
Customer Dispute
September 2007
Settled
Customer Dispute
August 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jason uses Coles Capital Management as a DBA for branding purposes. He also sells life and term insurance, dedicating minimal time to this activity, and researches cost basis for Schedule D's on tax returns, also dedicating minimal time.

Employment History
Current Registrations
Centaurus Financial, INC.Broker
August 2017 - Present · 9 yrs 2 mos
Centaurus Financial, INC.
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Financial West Group
November 2011 - August 2017 · 5 yrs 9 mos
Financial West GroupBroker
November 2011 - August 2017 · 5 yrs 9 mos
Torrey Pines Securities, INC.
October 2010 - November 2011 · 1 yr 1 mo
Torrey Pines Securities, INC.Broker
September 2010 - November 2011 · 1 yr 2 mos
Cooper Mcmanus
April 2008 - August 2010 · 2 yrs 4 mos
Securities America, INC.Broker
April 2008 - August 2010 · 2 yrs 4 mos
Wells Fargo Investments, LLCBroker
March 2004 - January 2008 · 3 yrs 10 mos
Wells Fargo Investments, LLC
March 2004 - January 2008 · 3 yrs 10 mos
Strategic Advisers, INC.
April 1999 - February 2004 · 4 yrs 10 mos
Fidelity Brokerage Services LLCBroker
July 1995 - January 2004 · 8 yrs 6 mos
State Registrations24 states
ALAZCACODEFLGAIDILINLAMOMTNVNYOHOKORTNTXVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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