Jason Coles
Jason Coles is a registered investment advisor at Centaurus Financial, INC., based in Irvine, CA, with 30 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
9870 Research Drive, Irvine, CA, 92618
Get directionsHistory
Regulatory History (4)
Regulatory
July 2010Customer Dispute
October 2007Customer Dispute
September 2007Customer Dispute
August 2007Other Business ActivitiesSells Insurance
Jason uses Coles Capital Management as a DBA for branding purposes. He also sells life and term insurance, dedicating minimal time to this activity, and researches cost basis for Schedule D's on tax returns, also dedicating minimal time.
Employment History
Current Registrations
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Previous Registrations
Financial West Group
Financial West GroupBroker
Torrey Pines Securities, INC.
Torrey Pines Securities, INC.Broker
Cooper Mcmanus
Securities America, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.