Royce Running
Royce Running is a registered investment advisor at Centaurus Financial, INC., based in Irvine, CA, with 19 years of industry experience. Royce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.
Fee Estimator
Location
2070 Business Center Drive, Suite #250, Irvine, CA, 92612
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2020Other Business Activities
Royce has a DBA called Wealth Rhino since 2021. This activity is not investment-related.
Employment History
Current Registrations
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Previous Registrations
J.P. Turner & Company, L.L.C.Broker
J P Turner & Company Capital Management, LLC
Wfp SecuritiesBroker
First Allied Securities, INC.Broker
Sii Investments, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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