CP
CP
Cara Paynter
21 Years of Experience
Laguna Niguel, CA
1 DisclosureBroker
Cara Paynter is a registered investment advisor at Morgan Stanley, based in Laguna Niguel, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28202 Cabot Road, Suite 500, Laguna Niguel, CA, 92677
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2018Denied
Employment History
Current Registrations
Morgan Stanley
October 2022 - Present · 3 yrs 11 mos
Morgan StanleyBroker
October 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - October 2022 · 11 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2011 - October 2022 · 11 yrs 9 mos
Wells Fargo Investments, LLC
April 2010 - January 2011 · 9 mos
Wells Fargo Investments, LLCBroker
April 2010 - January 2011 · 9 mos
Northern Trust Securities, INC.Broker
May 2006 - April 2010 · 3 yrs 11 mos
Wells Fargo Investments, LLC
August 2004 - May 2006 · 1 yr 9 mos
Wells Fargo Investments, LLCBroker
August 2004 - May 2006 · 1 yr 9 mos
Banc of America Investment Services, INC.
May 2004 - June 2004 · 1 mo
Banc of America Investment Services, INC.Broker
February 2004 - June 2004 · 4 mos
State Registrations7 states
AZCANMNYORTNWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.