JB
CFP
JB
CFP
Jack Banning
33 Years of Experience
Laguna Niguel, CA
1 DisclosureBroker
Jack Banning is a CFP-designated registered investment advisor at Morgan Stanley, based in Laguna Niguel, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28202 Cabot Road, Suite 500, Laguna Niguel, CA, 92677
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2016Closed-No Action
Employment History
Current Registrations
Morgan Stanley
January 2017 - Present · 9 yrs 4 mos
Morgan StanleyBroker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - January 2017 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - January 2017 · 7 yrs 3 mos
Banc of America Investment Services, INC.
December 2003 - October 2009 · 5 yrs 10 mos
Banc of America Investment Services, INC.Broker
December 2003 - October 2009 · 5 yrs 10 mos
UBS Financial Services INC.
July 1997 - December 2003 · 6 yrs 5 mos
UBS Financial Services INC.Broker
June 1997 - December 2003 · 6 yrs 6 mos
Smith Barney INC.Broker
July 1993 - July 1997 · 4 yrs
Lehman Brothers INC.Broker
February 1993 - July 1993 · 5 mos
State Registrations10 states
ALAZCAGAIDMINCNJOHWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.