MO
MO
Matthew Owens
13 Years of Experience
Laguna Niguel, CA
5 DisclosuresBroker
Matthew Owens is a registered investment advisor at Morgan Stanley, based in Laguna Niguel, CA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28202 Cabot Road, Suite 500, Laguna Niguel, CA, 92677
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Regulatory History (5)
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Financial
April 2024Final
Financial
December 2022Final
Financial
October 2022Final
Financial
August 2022Final
Financial
July 2022Final
Employment History
Current Registrations
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Morgan StanleyBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
March 2014 - December 2021 · 7 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - December 2021 · 9 yrs 2 mos
Chase Investment Services CORP.Broker
March 2012 - October 2012 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.