ZZ
CFP
ZZ
CFP
Zachary Zwilling
18 Years of Experience
Laguna Niguel, CA
2 DisclosuresBroker
Zachary Zwilling is a CFP-designated registered investment advisor at Morgan Stanley, based in Laguna Niguel, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28202 Cabot Road, Suite 500, Laguna Niguel, CA, 92677
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2013Denied
Criminal
July 1998Final Disposition
Other Business Activities
Zachary owns and manages multiple rental properties in San Clemente, California, starting in 2015. He dedicates minimal time to these investment-related activities.
Employment History
Current Registrations
Morgan Stanley
August 2022 - Present · 4 yrs 1 mo
Morgan StanleyBroker
August 2022 - Present · 4 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - August 2022 · 9 yrs 10 mos
J.P. Morgan Securities LLC
October 2012 - August 2022 · 9 yrs 10 mos
Chase Investment Services CORP.Broker
December 2011 - October 2012 · 10 mos
Chase Investment Services CORP.
December 2011 - October 2012 · 10 mos
Unionbanc Investment Services, LLC
April 2010 - December 2011 · 1 yr 8 mos
Unionbanc Investment Services, LLCBroker
January 2010 - December 2011 · 1 yr 11 mos
Countrywide Investment Services, INC.
January 2008 - September 2008 · 8 mos
Countrywide Investment Services, INC.Broker
March 2007 - September 2008 · 1 yr 6 mos
A. G. Edwards & Sons, INC.Broker
November 2005 - August 2006 · 9 mos
A. G. Edwards & Sons, INC.
October 2005 - August 2006 · 10 mos
State Registrations7 states
AZCAFLNCNYSCWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.