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Christopher Good

18 Years of Experience
Sherman Oaks, CA
1 DisclosureBroker

Christopher Good is a registered investment advisor at Hilltop Securities INC., based in Sherman Oaks, CA, with 18 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
180 advisors
Number of Clients
2,241 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)

The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.

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Location

15301 Ventura Blvd, Building B, Suite 410, Sherman Oaks, CA, 91403

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History

Regulatory History (1)
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Criminal
November 2000
Final Disposition
Other Business Activities

Christopher works as an IHSS provider, offering part-time in-home respite care for his special needs daughter and is compensated by the State of California. This non-investment related activity takes about half of Christopher's time.

Employment History
Current Registrations
Hilltop Securities INC.
April 2014 - Present · 12 yrs 1 mo
Hilltop Securities INC.Broker
December 2008 - Present · 17 yrs 5 mos
Previous Registrations
M.L. Stern & CO., LLC.Broker
June 2007 - December 2008 · 1 yr 6 mos
State Registrations14 states
AZCAFLMONCNJNVNYORPATXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.