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Christopher Good

19 Years of Experience
Sherman Oaks, CA
1 DisclosureBroker

Christopher Good is a registered investment advisor at Hilltop Securities INC., based in Sherman Oaks, CA, with 19 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 3,407 clients with $2.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
186 advisors
Number of Clients
3,407 clients
Average Client Portfolio
$736K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$30K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.50%
$500K - $1000K2.25%
$1.0M - $4.0M2.00%
$4M+1.85%

Rates reflect maximum wrap fee schedules across primary advisory programs (such as Compass UMA and Gateway FSP). Fees are negotiable and vary by program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

15301 Ventura Blvd, Building B, Suite 410, Sherman Oaks, CA, 91403

Get directions

History

Regulatory History (1)
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Criminal
November 2000
Final Disposition
Other Business Activities

Christopher works as an IHSS provider, offering part-time in-home respite care for his special needs daughter and is compensated by the State of California. This non-investment related activity takes about half of Christopher's time.

Employment History
Current Registrations
Hilltop Securities INC.
April 2014 - Present · 12 yrs 6 mos
Hilltop Securities INC.Broker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
M.L. Stern & CO., LLC.Broker
June 2007 - December 2008 · 1 yr 6 mos
State Registrations14 states
AZCAFLMONCNJNVNYORPATXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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