Dathan Lumpkins
Dathan Lumpkins is a registered investment advisor at Wells Fargo Advisors, based in St Joseph, MI, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
500 Renaissance Dr Ste 102-C, [Satellite], St Joseph, MI, 49085
Get directionsHistory
Regulatory History (2)
Judgment / Lien
May 2024Customer Dispute
January 2012Other Business ActivitiesSells Insurance
Dathan owns Road4Living LLC, a life coaching business, dedicating about a quarter of his time. He is also a finance committee member for Southwest Michigan Land Conservancy and a financial advisor for Princeton Harriman Insurance Solutions, spending minimal time and a few hours per week, respectively.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.