PA
ChFC
PA
ChFC

Pedram Afzal

22 Years of Experience
Studio City, CA
2 DisclosuresBroker

Pedram Afzal is a ChFC-designated registered investment advisor at Wells Fargo Advisors, based in Studio City, CA, with 22 years of industry experience. Pedram is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

12251 Ventura Blvd, Studio City, CA, 91604

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Denied
Customer Dispute
October 2011
Denied
Other Business Activities

Pedram is an author and owns multiple rental properties in Las Vegas, Woodland Hills, and Lake Arrowhead. He spends minimal time on these activities.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
March 2022 - Present · 4 yrs 7 mos
Wells Fargo Advisors
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - April 2022 · 9 yrs 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - April 2022 · 9 yrs 6 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
June 2008 - May 2009 · 11 mos
Wamu Investments, INC.Broker
August 2004 - May 2009 · 4 yrs 9 mos
Farmers Financial Solutions, LLCBroker
May 2004 - August 2004 · 3 mos
State Registrations28 states
AZCACOCTDEFLGAIDKSMDMEMIMNMTNCNENJNMNVNYOHOKORSCTNTXWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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