AG
AG

Alexander Gorman

20 Years of Experience
New York, NY
1 DisclosureBroker

Alexander Gorman is a registered investment advisor at Morgan Stanley, based in New York, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One Penn Plaza, 43rd Floor, New York, NY, 10119

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History

Regulatory History (1)
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Customer Dispute
August 2025
Pending
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
January 2007 - June 2009 · 2 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2007 - June 2009 · 2 yrs 5 mos
Wachovia Securities, LLC
October 2005 - January 2007 · 1 yr 3 mos
Wachovia Securities, LLCBroker
June 2005 - January 2007 · 1 yr 7 mos
State Registrations34 states
AKALAZCACOCTDCFLGAILINKSLAMAMDMEMINCNHNJNVNYOHORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alexander Gorman - Financial Advisor | TrueAdvisor