M Witover
M Witover is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 54 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
299 Park Ave, 26th Floor, New York, NY, 10171
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2007Customer Dispute
January 1995Customer Dispute
July 1994Customer Dispute
March 1994Other Business ActivitiesSells Insurance
M is president of KAL 1, LLC, a real estate partnership, spending minimal time on it. M is also a trustee for multiple trusts and a member of KSHM LLC, a restaurant, and oversees the finance committee for The American Jewish Joint Distribution. M is also an executor for the Estate of Lesley Lasker and approves allocation and distribution of income/assets for the Geraldine Ordway Trust and Patricia Ordway Campbell Trust. Finally, M acts as trustee for the Jennifer Rolnick Rosenthal Life Insurance Trust.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Lehman Brothers INC.
Lehman Brothers INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
Salomon Brothers INC.Broker
Lebenthal & CO., INC.Broker
Bache & CO IncorporatedBroker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.