JB
JB
James Buchanan
9 Years of Experience
Vista, CA
1 DisclosureBroker
James Buchanan is a registered investment advisor at PNC Wealth Management, based in Vista, CA, with 9 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B
Fee Structure
Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.85% |
An annual fee of 0.85% applies to all accounts regardless of size.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
961 South Santa Fe, Vista, CA, 92083
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2026Employment History
Current Registrations
PNC Wealth Management
July 2024 - Present · 2 yrs 3 mos
PNC Wealth Management LLCBroker
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2023 - July 2024 · 9 mos
J.P. Morgan Securities LLC
October 2023 - July 2024 · 9 mos
Prudential Financial Planning Services
July 2023 - October 2023 · 3 mos
Pruco Securities, LLC.Broker
May 2023 - October 2023 · 5 mos
BMO Nesbitt Burns Securities LTD.
March 2019 - July 2019 · 4 mos
BMO Nesbitt Burns Securities LTD.Broker
March 2019 - July 2019 · 4 mos
Edward Jones
October 2018 - November 2018 · 1 mo
Edward JonesBroker
October 2018 - November 2018 · 1 mo
Morgan Stanley
January 2016 - July 2017 · 1 yr 6 mos
Morgan StanleyBroker
November 2015 - July 2017 · 1 yr 8 mos
Canaccord Genuity Wealth Management (USA) INC.Broker
September 2011 - October 2015 · 4 yrs 1 mo
State Registrations3 states
CADEPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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