James Buchheit is a registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2950 Breckenridge Ln, Suite 6, Louisville, KY, 40220
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2019Other Business Activities
James uses Corvus Capital, LLC as a DBA for his LPL business. He also uses Moose Capital Advisors, LLC as a business entity for tax and investment purposes, dedicating full-time hours to it.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Spc
Sachs Investment Group
Natcity Investments, INC.
Merrill Lynch Pierce Fenner & Smith INC.
UBS Financial Services INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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