James Buchheit
James Buchheit is a registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2950 Breckenridge Ln, Suite 6, Louisville, KY, 40220
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2019Other Business Activities
James uses Corvus Capital, LLC as a DBA for his LPL business. He also uses Moose Capital Advisors, LLC as a business entity for tax and investment purposes, dedicating full-time hours to it.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Spc
Sachs Investment Group
Natcity Investments, INC.
Merrill Lynch Pierce Fenner & Smith INC.
UBS Financial Services INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.