Shane Gornik
Shane Gornik is a registered investment advisor at MML Investors Services, LLC, based in Lisle, IL, with 22 years of industry experience. Shane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
2441 Warrenville Road, Suite 300, Lisle, IL, 60532
Get directionsHistory
Regulatory History (8)
Judgment / Lien
August 2025Judgment / Lien
June 2025Judgment / Lien
March 2025Customer Dispute
August 2022Judgment / Lien
March 2018Customer Dispute
February 2017Customer Dispute
November 2011Customer Dispute
June 2010Other Business ActivitiesSells Insurance
Shane is an insurance broker selling life, disability, long-term care, fixed annuities, and health insurance products since 2017. This activity requires minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Woodbury Financial Services, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.