Sean Todd is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1999 Avenue of the Stars, Suite 2400, Los Angeles, CA, 90067
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Regulatory History (1)
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Criminal
November 1999Final Disposition
Other Business Activities
Sean is the successor trustee for a family trust since 2017, which is investment related. He uses minimal time to pay his aunt's monthly expenses for care.
Employment History
Current Registrations
Morgan StanleyBroker
July 2018 - Present · 7 yrs 10 mos
Morgan Stanley
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - July 2018 · 7 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2011 - July 2018 · 7 yrs 6 mos
Wells Fargo Investments, LLC
September 2004 - January 2011 · 6 yrs 4 mos
Wells Fargo Investments, LLCBroker
July 2004 - January 2011 · 6 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.