Gregory Dooley is a registered investment advisor, based in Tampa, FL, with 21 years of industry experience.
Location
707 N. Franklin St., Unit 3, Tampa, FL, 33602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Gregory operates GMD Financial as a DBA for his LPL business. This activity takes Gregory full-time.
Employment History
Current Registrations
Gt Securities, INC.
June 2025 - Present · 11 mos
Gt Securities, INC.Broker
June 2025 - Present · 11 mos
Vectorwealth
November 2024 - Present · 1 yr 6 mos
Previous Registrations
LPL Financial LLCBroker
November 2021 - May 2025 · 3 yrs 6 mos
LPL Financial LLC
November 2021 - May 2025 · 3 yrs 6 mos
UBS Financial Services INC.Broker
December 2015 - December 2021 · 6 yrs
UBS Financial Services INC.
December 2015 - December 2021 · 6 yrs
LPL Financial LLC
March 2008 - December 2015 · 7 yrs 9 mos
LPL Financial LLCBroker
March 2008 - December 2015 · 7 yrs 9 mos
Ing Financial Partners, INC
July 2006 - March 2008 · 1 yr 8 mos
Ing Financial Partners, INC.Broker
October 2005 - March 2008 · 2 yrs 5 mos
Ameriprise Financial Services, INC.
June 2004 - October 2005 · 1 yr 4 mos
Ameriprise Financial Services, INC.Broker
June 2004 - October 2005 · 1 yr 4 mos
Ids Life Insurance CompanyBroker
June 2004 - October 2005 · 1 yr 4 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.