CC
CFP
CC
CFP

Candace Cline

18 Years of Experience
Charlotte, NC
Broker

Candace Cline is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Charlotte, NC, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

6100 Fairview Road, 9th Floor, Charlotte, NC, 28211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Candace is a member of the board of directors for the Financial Planning Association, overseeing financial administration and strategy. She also serves on the board of directors for her homeowners association, assisting with townhome maintenance reviews.

Employment History
Current Registrations
UBS Financial Services INC.
June 2010 - Present · 15 yrs 11 mos
UBS Financial Services INC.
June 2010 - Present · 15 yrs 11 mos
UBS Financial Services INC.Broker
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
February 2008 - June 2010 · 2 yrs 4 mos
Wells Fargo Advisors, LLCBroker
June 2007 - June 2010 · 3 yrs
UBS Financial Services INC.Broker
April 2007 - July 2007 · 3 mos
State Registrations25 states
AZCACOCTDEFLGAILINKSMAMIMTNCNJNYOKORPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Candace Cline - Financial Advisor | TrueAdvisor