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Gloria Aneiros

17 Years of Experience
Miami, FL
4 DisclosuresBroker

Gloria Aneiros is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 17 years of industry experience. Gloria is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2017
Final
Financial
June 2017
Final
Financial
June 2017
Final
Financial
June 2017
Final
Employment History
Current Registrations
Morgan Stanley
February 2022 - Present · 4 yrs 8 mos
Morgan StanleyBroker
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
April 2015 - February 2022 · 6 yrs 10 mos
UBS Financial Services INC.Broker
April 2015 - February 2022 · 6 yrs 10 mos
Wunderlich Securities, INC.
February 2015 - April 2015 · 2 mos
Wunderlich Securities, INC.Broker
January 2015 - April 2015 · 3 mos
Dominick & Dominick LLC
November 2014 - January 2015 · 2 mos
Dominick & Dominick LLCBroker
November 2014 - January 2015 · 2 mos
Hsbc Securities (USA) INC.
October 2011 - October 2014 · 3 yrs
Hsbc Securities (USA) INC.Broker
July 2011 - October 2014 · 3 yrs 3 mos
RBC Capital Markets, LLC
September 2009 - July 2011 · 1 yr 10 mos
RBC Capital Markets, LLCBroker
June 2009 - July 2011 · 2 yrs 1 mo
Stanford Group CompanyBroker
January 2009 - March 2009 · 2 mos
State Registrations17 states
CACOCTDEFLGAMAMIMONHNVNYTXVAVirgin IslandsWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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