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Andre Renzo

Aegis Capital CORP.
22 Years of Experience
Scarsdale, NY
1 DisclosureBroker
View SEC Summary
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Andre Renzo is a registered investment advisor at Aegis Capital CORP., based in Scarsdale, NY, with 22 years of industry experience. Andre is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,083 clients with $1.8B in assets under management.

Aegis Capital CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
99 advisors
Number of Clients
3,083 clients
Average Client Portfolio
$577K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $1.0M2.25%
$1M+2.00%

Rates shown are the maximums when most transaction costs are charged to the client. If transaction costs are charged to Aegis Capital Corp., the maximum rates are 3.00% on the first $250k, 2.75% on the next $750k, and 2.50% over $1M. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Scarsdale, NY

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History

Regulatory History (1)
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Customer Dispute
August 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andre is a member of MSA Unlimited LLC, a real estate holding company, performing clerical duties with minimal time commitment. He also works as an advisor for Larchmont Wealth Management, marketing wealth management and advisory services, dedicating about a quarter of his time.

Employment History
Current Registrations
Aegis Capital CORP.
May 2019 - Present · 7 yrs 5 mos
Aegis Capital CORP.
December 2014 - Present · 11 yrs 10 mos
Aegis Capital CORP.Broker
December 2014 - Present · 11 yrs 10 mos
Previous Registrations
First Midwest Securities, INC.Broker
March 2011 - December 2014 · 3 yrs 9 mos
Ing Financial Partners, INC.Broker
July 2008 - March 2011 · 2 yrs 8 mos
Garden State Securities, INC.Broker
January 2005 - July 2008 · 3 yrs 6 mos
Oppenheimer & CO. INC.Broker
July 2004 - January 2005 · 6 mos
State Registrations28 states
AZCACOCTFLGAIAINKSMAMDMIMNMOMSNCNDNENHNJNYORPARISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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