James Hafele is a CFP-designated registered investment advisor at Morgan Stanley, based in Dallas, TX, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
2121 North Pearl Street, Suite 500, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works as an executive producer for Liner Notes Production, reviewing pitchbooks and marketing material. This takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Barclays Capital INC.
Barclays Capital INC.Broker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
UBS Financial Services INC.Broker
State Registrations30 states
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