Christopher Koppen
Christopher Koppen is a registered investment advisor at LPL Financial LLC, based in Raleigh, NC, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2245 Gateway Access Pt, Ste 200, Raleigh, NC, 27607
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2011Other Business Activities
Christopher is involved with Susan Phares-Aldrich CPA, PLLC, providing tax preparation, accounting, and CPA services. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.