Christopher Koppen
Christopher Koppen is a registered investment advisor at LPL Financial LLC, based in Raleigh, NC, with 22 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2245 Gateway Access Pt, Ste 200, Raleigh, NC, 27607
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2011Other Business Activities
Christopher is involved with Susan Phares-Aldrich CPA, PLLC, providing tax preparation, accounting, and CPA services. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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