JH
JH
Joshua Henry is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4969 US Highway 42, Suite 1200, Louisville, KY, 40222
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2023Denied
Employment History
Current Registrations
Morgan StanleyBroker
August 2022 - Present · 3 yrs 9 mos
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
PNC InvestmentsBroker
September 2010 - August 2022 · 11 yrs 11 mos
PNC Investments
September 2010 - August 2022 · 11 yrs 11 mos
Chase Investment Services CORP.
February 2010 - August 2010 · 6 mos
Chase Investment Services CORP.Broker
March 2006 - August 2010 · 4 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
March 2005 - February 2006 · 11 mos
Aig Sunamerica Capital Services, INC.Broker
September 2004 - January 2005 · 4 mos
State Registrations36 states
ALAZCACOCTDEFLGAHIIAIDILINKSKYLAMDMEMIMONCNJNVNYOHORPARISCTNTXVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.