Keliikai Castillo
Keliikai Castillo is a registered investment advisor at Horter Investment Management, LLC, based in Seattle, WA, with 21 years of industry experience. Keliikai operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,337 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.99% |
Maximum annual fee is 1.99% for standard portfolio management programs. Certain strategies like indexed retirement funds (0.50%), alternative investments (1.25%), and non-discretionary accounts (0.10%) have different rates. Fees are negotiable.
Fee Estimator
Location
Seattle, WA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2023Other Business ActivitiesSells Insurance
Keliikai is a licensed agent with Horter Financial Strategies since March 2023, focusing on insurance and annuity sales. This takes about a quarter of his time, including time during securities trading hours.
Employment History
Current Registrations
Horter Investment Management, LLC
Previous Registrations
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wm Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Marc Girardot, CFPCs Planning CORP
- Glen Kim, ChFCIndependent Financial Group, LLC
- Mckenzie Granston, CFPFreestone Capital Management, LLC
- Kyle Johnston, CFPIndependent Advisor Alliance, LLC
- Brian Johnson, CFPComposition Wealth, LLC
- Evan Anderson, CFPLPL Financial LLC