TrueAdvisor
TrueAdvisor
BL
CFP
BL
CFP

Benjamin Lemon

LPL Financial LLC
21 Years of Experience
Pasadena, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Benjamin Lemon is a CFP-designated registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 21 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16 N Marengo Ave Ste 409, Pasadena, CA, 91101-6111

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Benjamin has outside W-2 employment since 1989 and a business entity for tax/investment purposes, dedicating about a quarter of his time to the latter. He also works with Securian/Minnesota Life selling life insurance and annuities for minimal time, and operates Benjamin Lemon Inc as a DBA for his LPL business full-time. Finally, he is involved with Associates of Clifton Park selling non-variable insurance for minimal time.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
December 2004 - July 2021 · 16 yrs 7 mos
Waddell & ReedBroker
October 2004 - July 2021 · 16 yrs 9 mos
State Registrations7 states
AZCAFLOHTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Pasadena, CA →All financial advisors in California →