Benjamin Lemon
Benjamin Lemon is a CFP-designated registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16 N Marengo Ave Ste 409, Pasadena, CA, 91101-6111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin has outside W-2 employment since 1989 and a business entity for tax/investment purposes, dedicating about a quarter of his time to the latter. He also works with Securian/Minnesota Life selling life insurance and annuities for minimal time, and operates Benjamin Lemon Inc as a DBA for his LPL business full-time. Finally, he is involved with Associates of Clifton Park selling non-variable insurance for minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations7 states
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